0000950142-12-000340.txt : 20120213 0000950142-12-000340.hdr.sgml : 20120213 20120213164751 ACCESSION NUMBER: 0000950142-12-000340 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20120213 DATE AS OF CHANGE: 20120213 GROUP MEMBERS: DW LIPS L.P. GROUP MEMBERS: DW SUBS INC. GROUP MEMBERS: STEVEN SPIELBERG FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SPIELBERG STEVEN CENTRAL INDEX KEY: 0001080083 FILING VALUES: FORM TYPE: SC 13G/A SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DreamWorks Animation SKG, Inc. CENTRAL INDEX KEY: 0001297401 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 680589190 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80507 FILM NUMBER: 12599826 BUSINESS ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 BUSINESS PHONE: (818) 695-5000 MAIL ADDRESS: STREET 1: GRANDVIEW BUILDING STREET 2: 1000 FLOWER STREET CITY: GLENDALE STATE: CA ZIP: 91201 FORMER COMPANY: FORMER CONFORMED NAME: DreamWorks Animation, Inc. DATE OF NAME CHANGE: 20040715 SC 13G/A 1 eh1200259_sc13ga4-spielberg.htm AMENDMENT NO. 4 eh1200259_sc13ga4-spielberg.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)
 
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
 
 
DreamWorks Animation SKG, Inc.
(Name of Issuer)
 
Class A Common Stock (par value $.01 per share)
(Title of Class of Securities)
 
26153 10 3
(CUSIP Number)
 
 
December 31, 2011
(Date of Event which Requires Filing of this Statement)
 
  
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
o
Rule 13d-1(b)
 
o
Rule 13d-1(c)
 
x
Rule 13d-1(d)
 
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 2 of 8 Pages

 
1
NAME OF REPORTING PERSON
I.R.S. INDENTIFICATION NO. OF ABOVE PERSON
 
STEVEN SPIELBERG
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
U.S.A.
  
NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
5,222,726 (1)
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
5,222,726 (1)
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,222,726 (1)
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
7.2% (2)
  
12
TYPE OF REPORTING PERSON
 
IN
  

 
 
 
 
 
 
 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 3 of 8 Pages

 
1
NAME OF REPORTING PERSON
I.R.S. INDENTIFICATION NO. OF ABOVE PERSON
 
DW LIPS, L.P.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
CALIFORNIA
  
NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
5,222,726 (1)
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
5,222,726 (1)
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,222,726 (1)
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
7.2% (2)
  
12
TYPE OF REPORTING PERSON
 
PN
  

 
 
 
 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 4 of 8 Pages

 
1
NAME OF REPORTING PERSON
I.R.S. INDENTIFICATION NO. OF ABOVE PERSON
 
DW SUBS, INC.
  
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
 
 
(a)  o
(b)  o
3
SEC USE ONLY
 
 
  
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
CALIFORNIA
  
NUMBER OF
SHARES
BENEFICIALLY OWNED BY EACH REPORTING
PERSON
WITH
5
SOLE VOTING POWER
 
5,222,726 (1)
6
SHARED VOTING POWER
 
-0-
7
SOLE DISPOSITIVE POWER
 
5,222,726 (1)
8
SHARED DISPOSITIVE POWER
 
-0-
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
5,222,726 (1)
  
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
 o
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
7.2% (2)
  
12
TYPE OF REPORTING PERSON
 
CO
  

(1) The shares indicated are shares of Class A Common Stock held of record by DW Lips, L.P., an entity controlled by Steven Spielberg.
 
(2) Based on 72,704,717 shares of Class A Common Stock outstanding per the Issuer’s Form 10-Q for the quarterly period ended September 30, 2011.
 
 
 
 
 
 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 5 of 8 Pages

 
Item 1(a).
Name of Issuer:
DREAMWORKS ANIMATION SKG, INC.
 
Item 1(b).
Address of Issuer’s Principal Executive Offices:
1000 FLOWER STREET
GLENDALE, CA 91201
 
Item 2(a).
Name of Persons Filing:
STEVEN SPIELBERG
DW LIPS, L.P.
DW SUBS, INC.
 
Item 2(b).
Address of Principal Business Office or, if none, Residence of each Reporting Person:
C/O BRESLAUER, RUTMAN & ANDERSON
11400 OLYMPIC BOULEVARD
LOS ANGELES, CA 90064
 
Item 2(c).
Citizenship:
STEVEN SPIELBERG — U.S.A.
DW LIPS, L.P. — CALIFORNIA
DW SUBS, INC. — CALIFORNIA
 
Item 2(d).
Title of Class of Securities:
CLASS A COMMON STOCK, PAR VALUE $.01 PER SHARE
 
Item 2(e).
CUSIP Number:
26153 10 3
 
Item 3.
NOT APPLICABLE. THIS SCHEDULE 13G IS FILED
PURSUANT TO RULE 13D-1(D).
 
 
 
 
 
 
 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 6 of 8 Pages

 
 
Item 4.
Ownership
 
For each Reporting Person:

 
(a).
Amount beneficially owned:
 
SEE THE RESPONSE TO ITEM 9 ON THE ATTACHED COVER PAGE.

 
(b).
Percent of Class:
 
SEE THE RESPONSE TO ITEM 11 ON THE ATTACHED COVER PAGE.

 
(c).
Number of shares as to which such person has:
 
    (i). 
Sole power to vote or to direct the vote: SEE THE RESPONSE TO ITEM 5 ON THE ATTACHED COVER PAGE.
       
    (ii). Shared power to vote or to direct the vote: SEE THE RESPONSE TO ITEM 6 ON THE ATTACHED COVER PAGE.
       
    (iii). Sole power to dispose or to direct the disposition of: SEE THE RESPONSE TO ITEM 7 ON THE ATTACHED COVER PAGE.
       
    (iv). Shared power to dispose or to direct the disposition of: SEE THE RESPONSE TO ITEM 8 ON THE ATTACHED COVER PAGE.
            
Item 5.
Ownership of Five Percent or Less of a Class
 
    IF THIS STATEMENT IS BEING FILED TO REPORT THE FACT THAT AS OF THE DATE HEREOF THE REPORTING PERSON HAS CEASED TO BE THE BENEFICIAL OWNER OF MORE THAN FIVE PERCENT OF THE CLASS OF SECURITIES, CHECK THE FOLLOWING o.
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
   
NOT APPLICABLE
 
 
 
 
 
 
 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 7 of 8 Pages

 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
 
   
NOT APPLICABLE
 
Item 8.
Identification and Classification of Members of the Group
 
   
NOT APPLICABLE
  
Item 9.
Notice of Dissolution of Group
 
   
NOT APPLICABLE
 
Item 10.
Certifications
 
   
NOT APPLICABLE
 
 
 
 
 
 
 
 
 
 
 

 
CUSIP No. 26153 10 3
 
 SCHEDULE 13G
Page 8 of 8 Pages

 
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
Date: February 13, 2012
 
   
STEVEN SPIELBERG
  
     
 
 
/s/ Steven Spielberg
  
     
Name: Steven Spielberg
  
 
 
   
DW LIPS, L.P.
  
   
By: 
 
 
/s/ Tammy Anderson
  
     
Name: Tammy Anderson
Title:   Assistant Secretary
  
 
 
   
DW SUBS, INC.
   
By: 
/s/ Tammy Anderson
 
 
 
     
Name: Tammy Anderson
Title:   Assistant Secretary